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COMPLIANCE PANEL Definition

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COMPLIANCE PANEL is a multi-member committee chartered to investigate conformance to laws, rules or regulations. On many occasions they may be empowered by government agencies to make rulings as to compliance or non-compliance of any entity under their perusal.

 

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DEBENTURE is a corporate IOU that is not backed by the companys assets (unsecured) and is therefore somewhat riskier than a bond.

P as the fifth letter in a Nasdaq stock symbol indicates that the issue is first class of preferred shares in the company.


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