ACCOUNTING TERMS - ACCOUNTING DICTIONARY - ACCOUNTING GLOSSARY
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EFFECTIVE DATE OF INTEREST Definition
EFFECTIVE DATE OF INTEREST is the market rate at time of a debt issue.
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AGENCY is the relationship between a principal and an agent wherein the agent is authorized to represent the principal in certain transactions.
FINRA REGULATION is an independent subsidiary of FINRA that regulates the activities of broker/dealers in the over-the-counter industry and the NASDAQ Stock Market. FINRA Regulation carries out its regulatory responsibilities through education, examinations, market surveillance, registration of securities personnel, advertising and underwriting reviews, disciplinary actions for rule violations, investigation of customer complaints, and forums to resolve disputes. FINRA Regulation also regulates the sale of mutual funds, direct participation programs, and variable annuities.